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Small vulnerable newborns

Small vulnerable newborns
Photo: Bruno Abarca

Approximately, for every four live births, one falls into the category of small and vulnerable newborns, which includes preterm, small for gestational age, and those who meet both conditions simultaneously. These three subcategories encompass, practically, the totality of what has traditionally been known as "low birth weight newborns", but with more clarity as to the causal pathways of their vulnerability.

The problem, of course, most affects newborns whose mothers experience pregnancy exposed to malnutrition, gender-based violence, disease, poverty and conflict. The consequences are experienced for years, when those who have not suffered premature death live at greater risk of wasting or stunting, illness, delayed development, and as a consequence have fewer opportunities for education, employment and to escape the cycle of intergenerational poverty.

What are small vulnerable newborns?

The term includes babies who are too small and those who are born too early.

Often, adverse conditions experienced by some infants during the intrauterine period cause:

  • Preterm births before 37 weeks of gestation (around 8.8% of all live newborns).
  • At term but small below the 10th percentile for their gestational age (around 16.3%), as a consequence of intrauterine fetal growth retardation.
  • Both problems at the same time: preterm and also small for their gestational age (around 1.1%).

These three mutually exclusive categories include virtually all newborns who were traditionally grouped under a single term: low birth weight. The new terminology, introduced in 2023, makes it possible to go beyond categorization based on a relatively arbitrary threshold of 2500g of weight. This threshold was introduced around 1918 and made official by WHO in 1950. The focus is now on the different underlying causes of the problem, and how to address each of them through prevention and clinical management.

It is estimated (with 2020 data) that 14.7% of all live newborns have low birth weight (<2500g), which equals 1 in 7. This percentage exceeds 15% in regions such as Southern and Western Africa and is even higher than 20% in India and the Philippines.

Recién nacidos de bajo peso
UNICEF, 2023

What are the consequences of the vulnerability of small newborns?

Small and vulnerable newborns are at high risk of neonatal mortality. It is estimated that 32.8% of neonatal deaths are due to preterm birth, 14.7% to being small for gestational age, and 7.7% to a combination of both conditions, totaling 55.3% of neonatal deaths.

In addition to neonatal deaths from this cause, stillbirths must also be considered, as many vulnerable small babies are not born alive. The problems that can lead to preterm or low birth weight are the same as those that increase the risk of stillbirth. Despite this, stillbirth, much of it preventable, has received little attention or consideration as a public health priority. It is often ignored and left out of global indicators and targets that are only calculated on the basis of live births.

Small vulnerable newborns who survive the neonatal period also maintain a lifetime risk of health and developmental problems. Among the consequences are growth problems and increased risk of malnutrition, delayed cognitive development and learning difficulties, increased risk of diseases during childhood (such as asthma, epilepsy, behavioral problems, and vision and hearing problems), or chronic diseases in adulthood such as hypertension, cardiovascular problems, type 2 diabetes, or metabolic syndrome. All of this, of course, ends up impacting their education, job opportunities, social success and income.

Small vulnerable newborns
Ashorn, 2023

The causes and solutions to the problem are known

Why do cases of small vulnerable newborns occur?

Although the mechanisms that lead to a small vulnerable newborn differ, their causes overlap. These include contextual factors such as poverty, conflict, low maternal education, health system deficiencies, environmental pollution, and gender inequality. These factors increase exposure to the immediate causes of preterm birth and intrauterine growth retardation. Three of them explain almost half of the cases: maternal malnutrition, infections during pregnancy, and environmental factors.

Maternal malnutrition may be related to low nutrient and energy reserves for proper fetal growth and development, and can be diagnosed through low weight and height, low BMI, or reduced arm circumference. However, it can also manifest as deficiencies of micronutrients such as iron, zinc and calcium. These influence the functioning of enzymes and hormones involved in fetal growth, placental function, the balance of hormones related to the onset of labor, maternal immunity, blood pressure (and risk of preeclampsia), fetal oxygenation, and bone formation.

Among the main infections that result in small vulnerable newborns are malaria, HIV/AIDS and sexually transmitted infections. These can affect the placenta, cause anemia, produce hormonal imbalances, worsen the mother's nutritional status, cross the placental barrier and infect the fetus, and even trigger premature delivery.

Environmental factors include air pollution, intimate partner violence, physical overload, and alcohol and tobacco use. These affect the fetus and placenta through oxidative stress, physical and mental trauma, reduced uterine blood flow, premature uterine contractions, and placental toxicity.

Many cases of small vulnerable newborns can be prevented with prenatal care

As the mechanisms that lead to the birth of small vulnerable newborns become better understood, so does their prevention. There are eight recommended interventions that can be offered throughout antenatal care. These are multiple micronutrient supplementation, protein-energy supplementation, aspirin administration, syphilis case management, smoking cessation education, malaria prevention, treatment of asymptomatic bacteriuria, and vaginal progesterone administration. Along with these, there are three other interventions that appear to have great potential, although they are still under investigation. These are omega-3 fatty acid, calcium and zinc supplementation.

Impact of 11 interventions on SVN
Hofmeyr, 2023

If implemented with the recommended coverage, the implementation of the first eight prenatal interventions could reduce total low birth weight newborns by 17.9%, stillbirths by 31.5%, and neonatal deaths by 20%. If the other three potential interventions were added to these eight, the reduction in low birth weight cases could reach 28.6%.

When considering these interventions from a public health and population impact perspective, we should highlight two of them: multiple micronutrient supplementation, and protein-energy supplementation. These two interventions are the only ones with proven effect in reducing the cases of small-for-gestational-age term newborns. Moreover, these two interventions alone, together, would account for 67.1% of the effect of the eleven recommended interventions in preventing cases of small and vulnerable newborns, and up to 32% of their effect in reducing neonatal mortality.

Appropriate management of the needs of these children in humanitarian contexts requires integrated approaches and protocols

Beyond prevention, there is a series of recommendations based on scientific evidence for the clinical management of small and vulnerable newborns. These include the "kangaroo mother method" and skin-to-skin contact with the mother (or other caregiver), exclusive breastfeeding whenever possible, and iron supplementation, among other measures.

However, it must be understood that today's small vulnerable newborns are tomorrow's acutely and chronically malnourished children. Therefore, it seems to make less and less sense to address their needs from different and fragmented theoretical frameworks, approaches and medical and nutritional protocols. In this sense, the MAMI Care Pathway approach to the management of small and nutritionally at-risk infants under six months and their mothers can serve as a bridge between the management of small vulnerable newborns and the community management of wasting in children under five years of age.

The community-based MAMI Care Pathway approach is adapted to humanitarian and resource-constrained settings. Focused on the needs of the mother-baby diad (in their first six months of life), this approach provides technical guidance to identify them as early as possible, assess their psychosocial, nutritional and health problems and risks, and provide them with comprehensive support for their survival and well-being. This support is provided in the community whenever possible, while linked to other available systems, thus facilitating referral to health services if there are serious problems.

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